Compliance Audit

Compliance Audit is a systematic examination of adherence to internal policies, industry standards, and applicable laws and regulations governing the entity. Compliance Audit serves as one of the critical risk mitigation frameworks for organizations. It ensures legal protection, business sustainability, and stakeholder confidence.

Service Scope

MBK Auditing LLC, with a multidisciplinary team of audit, accounting, legal, and tax professionals, performs Compliance Audits for clients based on mutually agreed scope and objectives.

The scope of Compliance Audit can be:

General Compliance – Comprehensive review of compliance with all applicable laws and regulations, internal policies, and industry standards relevant to the entity.
Specific Compliance – Focused review of compliance with respect to specific departments or functions within the organization such as Human Resources, Taxation, Cybersecurity, Health & Safety, etc.

Value Proposition

Selecting MBK Auditing means working with a firm that understands the complexities of UAE financial regulations and provides solutions to maintain business compliance and financial stability. The commitment to accuracy, efficiency, and transparency supports businesses in their financial management.

Benefits to Clients

Effectively mitigates regulatory and compliance risks
Enhances trust and confidence amongst stakeholders
Prepares the organization for external inspections and regulatory audits
Improves operational efficiency and profitability
Promotes corporate governance and ethical culture within the organization
Avoids penalties, fines, and regulatory enforcement action

Registrations and Affiliations

MBK Auditing LLC is registered as approved auditor in all major free zones in UAE including DIFC .
MBK Auditing LLC is empanelled as auditor with major banking institutions in the UAE
MBK Auditing LLC is registered as Offshore agent with JAFZA and RAKICC , the two offshore jurisdictions in UAE.
MBK Auditing LLC is a member of GMNI , an association of legally independent accounting firms worldwide.
Mr. Rajeev Kulkarni, Managing Partner is a qualified Chartered Accountant, registered with Ministry of Economy and Tourism (MoET).